---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-110669"
form_type: "8-K"
ticker: "ANNA"
cik: "0001845123"
company_name: "AleAnna, Inc."
filed_at: "2023-04-21T23:59:59+00:00"
generated_at: "2026-06-16T21:41:07.236993+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Swiftmerge receives Nasdaq non-compliance notice for late 2022 10-K filing

## Summary
- Company has 60 days (until June 20, 2023) to submit a plan to regain compliance.
- If plan accepted, Nasdaq may grant up to 180-day extension to October 16, 2023.
- Non-compliance letter has no immediate impact on listing of IVCP units, shares, or warrants.
- Company expects to file the delinquent 2022 10-K within the 60-day period.

## SEC filing metadata
- accession: 0001193125-23-110669
- form_type: 8-K
- ticker: ANNA
- cik: 0001845123
- company_name: AleAnna, Inc.
- filed_at: 2023-04-21T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1845123/000119312523110669/0001193125-23-110669-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1845123/000119312523110669/d411733d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-110669
- JSON: https://secwatch.observer/filing/0001193125-23-110669.json
- Plain text: https://secwatch.observer/filing/0001193125-23-110669.txt

## Key facts
- Listing & Compliance Notices
  AleAnna, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: April 19, 2023, Swiftmerge Acquisition Corp. (the “Company”) received a letter (the “Non-Compliance Letter”) from the Listing Qualifications Department of the Nasdaq Stock Market (“Nasdaq”) stating that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of its failure to have timely filed its Annual Report on Form 10-K for the fiscal year ended December 31, 2022 (the “2022 10-K”). The Non-Compliance Letter provides the Company with 60 calendar days, or until June 20, 2023, to submit to Nasdaq a plan to regain compliance in accordance with Nasdaq’s listing require
  evidence_url: https://www.sec.gov/Archives/edgar/data/1845123/000119312523110669/0001193125-23-110669-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.