secwatch.observer — SEC 8-K summary
======================================

Issuer:     Athenex, Inc. (—)
CIK:        0001300699
Form:       8-K
Filed at:   2023-05-03T23:59:59+00:00
Accession:  0001193125-23-134421
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Athenex receives Nasdaq delisting notice for failure to meet minimum market value of publicly held shares
--------------------------------------------------------------------------------

- Received letter from Nasdaq on Apr 27, 2023 for non-compliance with min market value of publicly held shares (<$15M).
- 180-day compliance period until Oct 24, 2023 to regain compliance by maintaining $15M+ for 10 consecutive business days.
- If non-compliance persists, Nasdaq will delist ATNX common stock; Company can appeal to hearings panel.
- No immediate effect on listing; Company considering options to address the deficiency.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1300699/000119312523134421/0001193125-23-134421-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1300699/000119312523134421/d238325d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-23-134421

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer