secwatch.observer — SEC 8-K summary ====================================== Issuer: WisdomTree, Inc. (WT) CIK: 0000880631 Form: 8-K Filed at: 2023-05-05T23:59:59+00:00 Accession: 0001193125-23-137101 Event type: other_material Sentiment: neutral Materiality: 0.40 Item codes: 1.01, 3.03, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 WisdomTree amends stockholder rights agreement; modifies beneficial ownership definition -------------------------------------------------------------------------------- - Amendment effective May 4, 2023 to Rights Agreement dated March 17, 2023. - Changes definitions of Beneficial Owner, Beneficially Own, and Beneficial Ownership in Section 1(d). - Replaces subsections (ii)(B) and (iii) of Section 1(d) as set forth in Exhibit 4.1. - Supplemental disclosure to May 1 proxy statement clarifies Board's ability to amend Rights Agreement. - Rights Agreement may be amended before Acquiring Person trigger; thereafter limited to cure ambiguities. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/880631/000119312523137101/0001193125-23-137101-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/880631/000119312523137101/d380576d8k.htm HTML page: https://secwatch.observer/filing/0001193125-23-137101 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer