secwatch.observer — SEC 8-K summary
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Issuer:     Hercules Capital, Inc. (HTGC)
CIK:        0001280784
Form:       8-K
Filed at:   2023-05-05T23:59:59+00:00
Accession:  0001193125-23-137207
Event type: other_material
Sentiment:  neutral
Materiality: 0.55
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Hercules Capital files to sell up to 25M shares via at-the-market equity distribution agreements
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- Entered equity distribution agreements with JMP Securities and Jefferies for ATM sales of up to 25,000,000 shares of common stock.
- Sales agents will receive commission of up to 2.0% of gross sales price for shares sold.
- Net proceeds to fund investments in debt/equity securities, acquisitions, debt retirement, and general corporate purposes.
- Shares may be sold on NYSE or through market makers; offering is under prospectus supplement dated May 5, 2023.
- Company has no obligation to sell any shares; sales at company's discretion.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1280784/000119312523137207/0001193125-23-137207-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1280784/000119312523137207/d407180d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-23-137207

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