secwatch.observer — SEC 8-K summary
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Issuer:     Aeries Technology, Inc. (AERT)
CIK:        0001853044
Form:       8-K
Filed at:   2023-05-18T23:59:59+00:00
Accession:  0001193125-23-147199
Event type: regulatory
Sentiment:  negative
Materiality: 0.60
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Worldwide Webb receives Nasdaq deficiency for <300 public holders; listing transferred to Capital Market
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- Listing transferred from Nasdaq Global to Capital Market effective May 22, 2023; symbols unchanged.
- Received Nasdaq deficiency notice for failing minimum 300 public holders (Rule 5550(a)(3)).
- Company has until June 26, 2023 to submit a compliance plan.
- Plans to address deficiency via business combination with Aark Singapore Pte. Ltd. or other options.
- Deficiency does not currently affect trading; appeal process available if plan rejected.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1853044/000119312523147199/0001193125-23-147199-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1853044/000119312523147199/d502282d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-23-147199

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