{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-23-148154","form_type":"8-K","ticker":"OSS","cik":"0001394056","company_name":"ONE STOP SYSTEMS, INC.","filed_at":"2023-05-18T23:59:59+00:00","discovered_at":"2026-05-14T18:03:38.685014+00:00","generated_at":"2026-06-14T21:03:13.658042+00:00","sec_items":["5.07"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.15,"confidence":"high","headline":"OSS shareholders reject equity plan share increase; directors face high dissent","bullets":["Plan Amendment to raise authorized shares from 3M to 4.5M failed: 5.2M for, 5.6M against, 2.5M broker non-votes.","Directors Potashner, Sentovich, Harrison each received more against than for votes (3.9M vs 6.9M, 3.2M vs 7.6M, 3.6M vs 7.1M).","Auditor Haskell & White LLP ratified for FY2023 with 12.1M for, 150K against.","David Raun received 6.6M for, 4.2M against; Greg Matz 8.2M for, 2.6M against.","Plan remains at 3M authorized shares; no further dilution from equity grants until board seeks new approval."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-23-148154","json":"https://secwatch.observer/filing/0001193125-23-148154.json","markdown":"https://secwatch.observer/filing/0001193125-23-148154.md","text":"https://secwatch.observer/filing/0001193125-23-148154.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1394056/000119312523148154/0001193125-23-148154-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1394056/000119312523148154/d466546d8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-14T21:03:13.658042+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"3ebb514058c4a18d465f117340564132ed4ce01d","claim":"ONE STOP SYSTEMS, INC. shareholders approved Election of seven directors at the 2023-05-17 meeting.","evidence_excerpt":"as follows: Nominees Votes For Votes Against Abstentions Broker Non- Votes Kenneth Potashner 3,868,928 6,873,701 56,958 2,457,986 David Raun 6,606,831 4,150,34 42,408 2,457,986 Kimberly Sentovich 3,205,940 7,559,893 33,754 2,457,986 Jack Harrison 3,621,010 7,143,897 34,680 2,457,986 Greg Matz 8,209,260 2,556,647 33,680 2,457,986 Sita Lowman 7,077,230 3,688,515 33,842 2,457,986 Gioia Messinger 6,161,559 4,600,751 37,277 2,457,986","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1394056/000119312523148154/0001193125-23-148154-index.htm","confidence":0.99,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"director election"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-05-17"}],"fact_type":"shareholder_vote"},{"claim_id":"c4a869c573af2eff5160787de8ce3393ceda0dcb","claim":"ONE STOP SYSTEMS, INC. shareholders approved Ratification of Haskell & White LLP as independent registered public accounting firm for fiscal year ending December 31, 2023 at the 2023-05-17 meeting.","evidence_excerpt":"Proposal No. 2: The Company’s stockholders ratified the appointment of Haskell & White LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023, as follows: Votes For Votes Against Abstentions Broker Non- Votes 12,134,297 150,702 972,574 0","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1394056/000119312523148154/0001193125-23-148154-index.htm","confidence":0.99,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"auditor ratification"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-05-17"}],"fact_type":"shareholder_vote"},{"claim_id":"e9e220644b02602054cdb2f739de225f311f4d55","claim":"ONE STOP SYSTEMS, INC. shareholders rejected Increase shares of 2017 Equity Incentive Plan from 3,000,000 to 4,500,000 at the 2023-05-17 meeting.","evidence_excerpt":"Proposal No. 3: The Company’s stockholders did not approve the Company’s proposal to increase the authorized shares of the Company’s 2017 Equity Incentive Plan","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1394056/000119312523148154/0001193125-23-148154-index.htm","confidence":0.99,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"equity plan"},{"label":"Outcome","value":"failed"},{"label":"Meeting","value":"2023-05-17"}],"fact_type":"shareholder_vote"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}