secwatch.observer — SEC 8-K summary ====================================== Issuer: eFFECTOR Therapeutics, Inc. (—) CIK: 0001828522 Form: 8-K Filed at: 2023-05-19T23:59:59+00:00 Accession: 0001193125-23-149500 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 eFFECTOR receives Nasdaq notice for stockholders' deficit; faces delisting risk ------------------------------------------------------------------------------- - Stockholders' deficit of $4.8M as of March 31, 2023; below $2.5M minimum required for continued listing. - Company also fails alternative compliance standards based on market value of securities or net income. - Must submit a plan to Nasdaq by July 3, 2023 to regain compliance; extension up to 180 days possible. - No immediate effect on trading; if plan rejected or non-compliance continues, securities may be delisted. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1828522/000119312523149500/0001193125-23-149500-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1828522/000119312523149500/d504663d8k.htm HTML page: https://secwatch.observer/filing/0001193125-23-149500 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer