secwatch.observer — SEC 8-K summary ====================================== Issuer: GLADSTONE INVESTMENT CORPORATION\DE (GAIN) CIK: 0001321741 Form: 8-K Filed at: 2023-05-31T23:59:59+00:00 Accession: 0001193125-23-157946 Event type: debt Sentiment: neutral Materiality: 0.50 Item codes: 1.01, 2.03, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Gladstone Investment issues $74.75M of 8.00% Notes due 2028 ----------------------------------------------------------- - Issued $74.75M aggregate principal of 8.00% Notes due August 1, 2028. - Interest payable quarterly starting Aug 1, 2023; notes are unsecured and rank pari passu with existing unsecured notes. - Proceeds to repay credit facility borrowings, fund new investments, and for general corporate purposes. - Notes redeemable at company's option on or after Aug 1, 2025 at 100% of principal plus accrued interest. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312523157946/0001193125-23-157946-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1321741/000119312523157946/d512241d8k.htm HTML page: https://secwatch.observer/filing/0001193125-23-157946 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer