---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-164511"
form_type: "8-K"
ticker: null
cik: "0001838513"
company_name: "Marblegate Acquisition Corp."
filed_at: "2023-06-09T23:59:59+00:00"
generated_at: "2026-06-14T04:14:35.326822+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Marblegate Acquisition Corp. receives Nasdaq notice for non-compliance with minimum total holders rule

## Summary
- Received notice from Nasdaq on June 5, 2023: missing minimum 400 total holders required for continued listing on Nasdaq Global Market.
- Has 45 days (until July 20, 2023) to submit a compliance plan to Nasdaq; possible extension of 180 days if plan accepted.
- Company considering transfer to Nasdaq Capital Market as part of compliance strategy.
- Notice is deficiency notification only; no immediate delisting effect; trading continues normally.

## SEC filing metadata
- accession: 0001193125-23-164511
- form_type: 8-K
- cik: 0001838513
- company_name: Marblegate Acquisition Corp.
- filed_at: 2023-06-09T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1838513/000119312523164511/0001193125-23-164511-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1838513/000119312523164511/d692366d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-164511
- JSON: https://secwatch.observer/filing/0001193125-23-164511.json
- Plain text: https://secwatch.observer/filing/0001193125-23-164511.txt

## Key facts
- Listing & Compliance Notices
  Marblegate Acquisition Corp. received a nasdaq deficiency notice notice regarding shareholders (rules 5450(a)(2)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: shareholders
  - Rules: 5450(a)(2)
  source text: June 5, 2023, Marblegate Acquisition Corp. (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company is not in compliance with Nasdaq Listing Rule 5450(a)(2) (the “Minimum Total Holders Rule”), which requires the Company to have at least 400 Total Holders for continued listing on The Nasdaq Global Market. The Notice is only a notification of deficiency, not of imminent delisting, and has no current effect on the listing or trading of the Company’s securities on The Nasd
  evidence_url: https://www.sec.gov/Archives/edgar/data/1838513/000119312523164511/0001193125-23-164511-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.