---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-171170"
form_type: "8-K"
ticker: null
cik: "0001879221"
company_name: "UTA Acquisition Corp"
filed_at: "2023-06-21T23:59:59+00:00"
generated_at: "2026-06-13T20:18:19.864323+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# UTA Acquisition Corp receives Nasdaq deficiency notice for warrant market value below $1M

## Summary
- Notice from Nasdaq on June 14, 2023: fails to maintain $1M aggregate market value of outstanding warrants per Rule 5452(b)(C).
- Company has until July 31, 2023 to submit a plan to regain compliance; Nasdaq may grant up to 180-day extension.
- No immediate effect on listing or trading of securities on Nasdaq Global Market.
- Intends to respond within required timeframe and evaluate options for compliance plan.

## SEC filing metadata
- accession: 0001193125-23-171170
- form_type: 8-K
- cik: 0001879221
- company_name: UTA Acquisition Corp
- filed_at: 2023-06-21T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1879221/000119312523171170/0001193125-23-171170-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1879221/000119312523171170/d525881d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-171170
- JSON: https://secwatch.observer/filing/0001193125-23-171170.json
- Plain text: https://secwatch.observer/filing/0001193125-23-171170.txt

## Key facts
- Listing & Compliance Notices
  UTA Acquisition Corp received a nasdaq deficiency notice notice regarding market value (rules 5452(b)(C)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: market value
  - Rules: 5452(b)(C)
  source text: June 14, 2023, UTA Acquisition Corporation (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company is not in compliance with Listing Rule 5452(b)(C) of the Nasdaq Global Market, which requires the Company to maintain a minimum of $1,000,000 in aggregate market value of its outstanding warrants for continued listing on the Nasdaq Global Market. The Notice is only a notification of deficiency, not of imminent delisting, and has no current effect on the listing or trading of the Compa
  evidence_url: https://www.sec.gov/Archives/edgar/data/1879221/000119312523171170/0001193125-23-171170-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.