secwatch.observer — SEC 8-K summary
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Issuer:     Hercules Capital, Inc. (HTGC)
CIK:        0001280784
Form:       8-K
Filed at:   2023-06-23T23:59:59+00:00
Accession:  0001193125-23-173861
Event type: other
Sentiment:  neutral
Materiality: 0.15
Item codes: 5.07, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Hercules Capital annual meeting elects directors, approves executive compensation, adjourns share issuance vote
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- Directors Robert P. Badavas and Pam Randhawa elected as Class I independent directors for terms ending 2026.
- Advisory vote on named executive officer compensation approved (56.8M for, 5.8M against).
- Advisory vote on frequency of say-on-pay selected 1 year (59.1M votes for 1 year).
- Proposal to authorize stock sales below NAV adjourned to July 20, 2023; other proposals voted on.
- Ratification of PwC as independent auditor for FY2023 approved (104.9M for).

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1280784/000119312523173861/0001193125-23-173861-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1280784/000119312523173861/d511484d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-23-173861

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer