secwatch.observer — SEC 8-K summary ====================================== Issuer: ImageneBio, Inc. (IMA) CIK: 0001835579 Form: 8-K Filed at: 2023-06-30T23:59:59+00:00 Accession: 0001193125-23-180591 Event type: regulatory Sentiment: neutral Materiality: 0.15 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Ikena Oncology self-reports Nasdaq rule violation; remediated via share repurchase -------------------------------------------------------------------------------- - Issued 6,110,000 shares at $6.55 in May 2023 offering, inadvertently exceeding 20% threshold of pre-transaction voting shares. - Repurchased 97,500 shares from an investor to remediate the excess issuance and self-reported to Nasdaq. - Nasdaq determined compliance with Listing Rule 5635(d) is regained; matter closed with no effect on listing of IKNA common stock. - Company remains listed on The Nasdaq Global Market. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1835579/000119312523180591/0001193125-23-180591-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1835579/000119312523180591/d466366d8k.htm HTML page: https://secwatch.observer/filing/0001193125-23-180591 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer