secwatch.observer — SEC 8-K summary ====================================== Issuer: Surface Oncology, Inc. (—) CIK: 0001718108 Form: 8-K Filed at: 2023-07-10T23:59:59+00:00 Accession: 0001193125-23-184004 Event type: regulatory Sentiment: negative Materiality: 0.70 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Surface Oncology transfers to Nasdaq Capital Market; gets extended compliance period to Jan 2, 2024 -------------------------------------------------------------------------------- - Stock transferred from Nasdaq Global Market to Capital Market effective July 10, 2023; ticker remains SURF. - Extended compliance period until January 2, 2024 to regain $1.00 minimum bid price. - Company will consider reverse stock split to regain compliance; no assurance of success. - Previously disclosed bid price deficiency on Jan 6, 2023; initial 180-day period expired July 5, 2023. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1718108/000119312523184004/0001193125-23-184004-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1718108/000119312523184004/d533683d8k.htm HTML page: https://secwatch.observer/filing/0001193125-23-184004 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer