---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-187341"
form_type: "8-K"
ticker: null
cik: "0001841800"
company_name: "Nogin, Inc."
filed_at: "2023-07-14T23:59:59+00:00"
generated_at: "2026-06-13T08:22:35.481362+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Nogin receives Nasdaq deficiency notice for MVPHS below $15M minimum

## Summary
- MVPHS below $15M for 30 consecutive business days as of July 10, 2023.
- Company has 180 calendar days, until January 8, 2024, to regain compliance.
- To comply, MVPHS must be at least $15M for 10 consecutive business days.
- Deficiency notice does not currently affect listing or trading of securities.
- Company will monitor MVPHS and consider options; no assurance of regaining compliance.

## SEC filing metadata
- accession: 0001193125-23-187341
- form_type: 8-K
- cik: 0001841800
- company_name: Nogin, Inc.
- filed_at: 2023-07-14T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1841800/000119312523187341/0001193125-23-187341-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1841800/000119312523187341/d864945d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-187341
- JSON: https://secwatch.observer/filing/0001193125-23-187341.json
- Plain text: https://secwatch.observer/filing/0001193125-23-187341.txt

## Key facts
- Listing & Compliance Notices
  Nogin, Inc. received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(2)(C)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: market value
  - Rules: 5450(b)(2)(C)
  source text: July 10, 2023, Nogin, Inc. (the “Company”) received a letter (the “Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, for the last 30 consecutive business days prior to the date of the Letter, the Company’s Market Value of Publicly Held Shares (“MVPHS”) was below the $15 million minimum requirement for continued listing on the Nasdaq Global Market under Nasdaq Listing Rule 5450(b)(2)(C) (the “Listing Rule”). The Letter is only a notification of deficiency, not of imminent delisting, and has no current effect on the listing
  evidence_url: https://www.sec.gov/Archives/edgar/data/1841800/000119312523187341/0001193125-23-187341-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.