secwatch.observer — SEC 8-K summary
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Issuer:     Hercules Capital, Inc. (HTGC)
CIK:        0001280784
Form:       8-K
Filed at:   2023-07-20T23:59:59+00:00
Accession:  0001193125-23-190515
Event type: other_material
Sentiment:  neutral
Materiality: 0.15
Item codes: 5.07, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Hercules Capital shareholders authorize below-NAV stock issuance at reconvened annual meeting
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- Proposal 4 passed at reconvened meeting on July 20, 2023: For 58.2M, Against 14.8M, Abstain 3.4M shares.
- Authorization allows issuance of common stock below current NAV per share under specified conditions.
- Meeting was initially held June 22, 2023 and adjourned solely for this vote.
- Common stock outstanding entitled to vote: 142,427,079 shares.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1280784/000119312523190515/0001193125-23-190515-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1280784/000119312523190515/d506728d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-23-190515

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer