secwatch / observer
8-K filed July 21, 2023, 7:59 PM ET ticker IBRX CIK 0001326110
other material confidence high sentiment neutral materiality 0.70

ImmunityBio closes $40M registered direct offering of common stock and warrants

ImmunityBio, Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

ImmunityBio, Inc. entered into stock purchase agreement (the “SPA”) with certain institutional investors (the “Investors”) valued at approximately $40.0 million (effective 2023-07-20).

Action
entry
Agreement
equity purchase
Counterparty
certain institutional investors (the “Investors”)
Value
approximately $40.0 million
Effective
2023-07-20
Exact text from the filing
On July 20, 2023, ImmunityBio, Inc. (the “Company”) entered into a stock purchase agreement (the “SPA”) with certain institutional investors (the “Investors”) for the purchase and sale of 14,569,296 shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and warrants to purchase an additional 14,569,296 shares of Common Stock at an exercise price of $3.2946 per share, for a purchase price of $2.7455 per share and accompanying warrant, generating gross proceeds from the offering of approximately $40.0 million before deducting placement agent fees and other estimated offering expenses (the “Offering”).
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

ImmunityBio, Inc. entered into placement agency agreement (the “PAA”) with Jefferies LLC (the “Placement Agent”) (effective 2023-07-20).

Action
entry
Agreement
underwriting
Counterparty
Jefferies LLC (the “Placement Agent”)
Effective
2023-07-20
Exact text from the filing
On July 20, 2023, the Company also entered into a placement agency agreement (the “PAA”) with Jefferies LLC (the “Placement Agent”).
View on SEC.gov

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ImmunityBio, Inc. filing history →

Source: SEC EDGAR
accession 0001193125-23-190800
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