---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-202908"
form_type: "8-K"
ticker: "GAIN"
cik: "0001321741"
company_name: "GLADSTONE INVESTMENT CORPORATION\\DE"
filed_at: "2023-08-03T23:59:59+00:00"
generated_at: "2026-06-12T07:26:52.468304+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.2
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# Gladstone Investment stockholders elect English and Parker as directors, ratify PwC as auditor

## Summary
- Michela A. English re-elected as director with 8,671,666 votes for, 545,193 withheld, 12,565,453 broker non-votes.
- Anthony W. Parker re-elected as director with 8,706,311 votes for, 510,548 withheld, 12,565,453 broker non-votes.
- Ratification of PricewaterhouseCoopers LLP as independent auditor for FY ending March 31, 2024 passed: 21,087,700 for, 375,076 against, 319,536 abstain.

## SEC filing metadata
- accession: 0001193125-23-202908
- form_type: 8-K
- ticker: GAIN
- cik: 0001321741
- company_name: GLADSTONE INVESTMENT CORPORATION\DE
- filed_at: 2023-08-03T23:59:59+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.2
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312523202908/0001193125-23-202908-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1321741/000119312523202908/d397644d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-202908
- JSON: https://secwatch.observer/filing/0001193125-23-202908.json
- Plain text: https://secwatch.observer/filing/0001193125-23-202908.txt

## Key facts
- Shareholder Votes
  GLADSTONE INVESTMENT CORPORATION\DE shareholders approved Ratification of the selection by the Audit Committee of our Board of Directors of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending March 31, 2024 at the 2023-08-03 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2023-08-03
  source text: 2. The ratification of the selection by the Audit Committee of our Board of Directors of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending March 31, 2024: For Against Abstain Broker Non-Votes 21,087,700 375,076 319,536 0
  evidence_url: https://www.sec.gov/Archives/edgar/data/1321741/000119312523202908/0001193125-23-202908-index.htm
- Shareholder Votes
  GLADSTONE INVESTMENT CORPORATION\DE shareholders approved Election of two directors to hold office until the 2026 Annual Meeting of Stockholders at the 2023-08-03 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2023-08-03
  source text: 1. The election of two directors to hold office until the 2026 Annual Meeting of Stockholders. For Withheld Broker Non—Votes Michela A. English 8,671,666 545,193 12,565,453 Anthony W. Parker 8,706,311 510,548 12,565,453
  evidence_url: https://www.sec.gov/Archives/edgar/data/1321741/000119312523202908/0001193125-23-202908-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.