---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-205188"
form_type: "8-K"
ticker: "GAIN"
cik: "0001321741"
company_name: "GLADSTONE INVESTMENT CORPORATION\\DE"
filed_at: "2023-08-08T23:59:59+00:00"
generated_at: "2026-06-12T01:03:55.570102+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.45
calibrated_materiality_score: 0.45
confidence: "high"
source: SEC EDGAR
---

# Gladstone Investment enters $50M at-the-market equity facility with B. Riley Securities

## Summary
- Up to $50M of common stock may be sold through B. Riley as sales agent.
- B. Riley receives commission of up to 2.0% of gross sales price per share.
- Existing sales agreements with Oppenheimer & Co. and Virtu Americas amended to include B. Riley as "Other Agent".
- Shares offered under effective registration statement (File No. 333-259302).
- No mandatory minimum sales; B. Riley to use commercially reasonable efforts.

## SEC filing metadata
- accession: 0001193125-23-205188
- form_type: 8-K
- ticker: GAIN
- cik: 0001321741
- company_name: GLADSTONE INVESTMENT CORPORATION\DE
- filed_at: 2023-08-08T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.45
- calibrated_materiality_score: 0.45
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312523205188/0001193125-23-205188-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1321741/000119312523205188/d534198d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-205188
- JSON: https://secwatch.observer/filing/0001193125-23-205188.json
- Plain text: https://secwatch.observer/filing/0001193125-23-205188.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.