secwatch.observer — SEC 8-K summary
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Issuer:     GLADSTONE INVESTMENT CORPORATION\DE (GAIN)
CIK:        0001321741
Form:       8-K
Filed at:   2023-08-08T23:59:59+00:00
Accession:  0001193125-23-205188
Event type: other_material
Sentiment:  neutral
Materiality: 0.45
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Gladstone Investment enters $50M at-the-market equity facility with B. Riley Securities
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- Up to $50M of common stock may be sold through B. Riley as sales agent.
- B. Riley receives commission of up to 2.0% of gross sales price per share.
- Existing sales agreements with Oppenheimer & Co. and Virtu Americas amended to include B. Riley as "Other Agent".
- Shares offered under effective registration statement (File No. 333-259302).
- No mandatory minimum sales; B. Riley to use commercially reasonable efforts.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1321741/000119312523205188/0001193125-23-205188-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1321741/000119312523205188/d534198d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-23-205188

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