---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-206295"
form_type: "8-K"
ticker: null
cik: "0001838513"
company_name: "Marblegate Acquisition Corp."
filed_at: "2023-08-08T23:59:59+00:00"
generated_at: "2026-06-12T02:49:02.384590+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Marblegate Acquisition regains Nasdaq compliance; transfers listing to Capital Market

## Summary
- Received Nasdaq notice confirming compliance with minimum 400 total holders requirement for Global Market.
- After transfer to Capital Market, regained compliance with minimum market value of $35M and publicly held shares of $1M.
- Approved to list units, Class A common stock, and warrants on Nasdaq Capital Market effective August 8, 2023.
- All prior non-compliance notices from Global Market listing are resolved due to the transfer.

## SEC filing metadata
- accession: 0001193125-23-206295
- form_type: 8-K
- cik: 0001838513
- company_name: Marblegate Acquisition Corp.
- filed_at: 2023-08-08T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 3.01, 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1838513/000119312523206295/0001193125-23-206295-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1838513/000119312523206295/d531909d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-206295
- JSON: https://secwatch.observer/filing/0001193125-23-206295.json
- Plain text: https://secwatch.observer/filing/0001193125-23-206295.txt

## Key facts
- Listing & Compliance Notices
  Marblegate Acquisition Corp. received a nasdaq compliance regained notice regarding shareholders (rules 5450(a)(2)).
  - Exchange: nasdaq
  - Notice: compliance regained
  - Deficiency: shareholders
  - Rules: 5450(a)(2)
  source text: August 2, 2023, Marblegate Acquisition Corp. (the “ Company ”) received a written notice (the “ Notice ”) from the Listing Qualifications Department (the “ Staff ”) of The Nasdaq Stock Market LLC (“ Nasdaq ”) notifying the Company that, based on the materials submitted by the Company in connection with its application to transfer its listing to The Nasdaq Capital Market, the Staff has determined that the Company has regained compliance with the minimum 400 total holders requirement for The Nasdaq Global Market set forth in Listing Rule 5450(a)(2). Accordingly, the Staff has indicated that the
  evidence_url: https://www.sec.gov/Archives/edgar/data/1838513/000119312523206295/0001193125-23-206295-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.