{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-23-207986","form_type":"8-K","ticker":"HTGC","cik":"0001280784","company_name":"Hercules Capital, Inc.","filed_at":"2023-08-10T23:59:59+00:00","discovered_at":"2026-05-14T18:03:33.421472+00:00","generated_at":"2026-06-11T16:42:09.503306+00:00","sec_items":["1.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"confidence":"high","headline":"Hercules Capital closes underwritten public offering of 6.5M shares of common stock","bullets":["Offering of 6.5M shares of common stock (plus 975k over-allotment option) closed on August 10, 2023.","Underwriting agreement with Morgan Stanley, UBS, and Wells Fargo as joint book-running managers.","Offering made under existing shelf registration statement; gross proceeds not disclosed."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-23-207986","json":"https://secwatch.observer/filing/0001193125-23-207986.json","markdown":"https://secwatch.observer/filing/0001193125-23-207986.md","text":"https://secwatch.observer/filing/0001193125-23-207986.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1280784/000119312523207986/0001193125-23-207986-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1280784/000119312523207986/d542792d8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-11T16:42:09.503306+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"a26e52ad5fb4a7d602a99e244796dc1007f0c0f3","claim":"Hercules Capital, Inc. entered into Underwriting Agreement with Morgan Stanley & Co. LLC, UBS Securities LLC and Wells Fargo Securities, LLC, as joint book-running managers (effective 2023-08-07).","evidence_excerpt":"On August 7, 2023, Hercules Capital, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company and Morgan Stanley & Co. LLC, UBS Securities LLC and Wells Fargo Securities, LLC, as joint book-running managers, acting as representatives of the several underwriters named on Schedule I attached thereto (the “Underwriters”), in connection with an underwritten public offering of 6,500,000 shares (the “Offering”) of the Company’s common stock","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1280784/000119312523207986/0001193125-23-207986-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"underwriting"},{"label":"Counterparty","value":"Morgan Stanley & Co. LLC, UBS Securities LLC and Wells Fargo Securities, LLC, as joint book-running managers"},{"label":"Effective","value":"2023-08-07"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}