---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-210716"
form_type: "8-K"
ticker: "FDUS"
cik: "0001513363"
company_name: "FIDUS INVESTMENT Corp"
filed_at: "2023-08-11T23:59:59+00:00"
generated_at: "2026-06-11T14:16:16.310970+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.4
calibrated_materiality_score: 0.4
confidence: "high"
source: SEC EDGAR
---

# Fidus Investment upsizes ATM equity offering program to $150M from $50M

## Summary
- Maximum aggregate offering amount increased to $150 million; previously $50 million.
- Approximately $101.4 million remains available for sale under the program as of Aug 10, 2023.
- Amendment No. 1 to Equity Distribution Agreement with Raymond James & B. Riley Securities.
- No shares sold in the offering; it is an at-the-market facility.

## SEC filing metadata
- accession: 0001193125-23-210716
- form_type: 8-K
- ticker: FDUS
- cik: 0001513363
- company_name: FIDUS INVESTMENT Corp
- filed_at: 2023-08-11T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.4
- calibrated_materiality_score: 0.4
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1513363/000119312523210716/0001193125-23-210716-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1513363/000119312523210716/d518571d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-210716
- JSON: https://secwatch.observer/filing/0001193125-23-210716.json
- Plain text: https://secwatch.observer/filing/0001193125-23-210716.txt

## Key facts
- Material Agreements
  FIDUS INVESTMENT Corp amended Amendment No. 1 with Fidus Investment Advisors, LLC, Raymond James & Associates, Inc. and B. Riley Securities, Inc. valued at $150.0 million (effective 2023-08-11).
  - Action: amendment
  - Agreement: atm program
  - Counterparty: Fidus Investment Advisors, LLC, Raymond James & Associates, Inc. and B. Riley Securities, Inc.
  - Value: $150.0 million
  - Effective: 2023-08-11
  source text: On August 11, 2023, the Company increased the maximum amount of Shares to be sold through the ATM Program to $150.0 million from $50.0 million. In connection with the upsize of the ATM Program, the Company entered into amendment no. 1 (“Amendment No. 1”) to the equity distribution agreement, dated November 10, 2022 (the “Equity Distribution Agreement”) with Fidus Investment Advisors, LLC, Raymond James & Associates, Inc. (“Raymond James”) and B. Riley Securities, Inc. (“B. Riley” and together with Raymond James, the “Sales Agents”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1513363/000119312523210716/0001193125-23-210716-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.