secwatch.observer — SEC 8-K summary ====================================== Issuer: MAIA Biotechnology, Inc. (MAIA) CIK: 0001878313 Form: 8-K Filed at: 2023-09-01T23:59:59+00:00 Accession: 0001193125-23-227712 Event type: other_material Sentiment: neutral Materiality: 0.55 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 MAIA Biotechnology enters $7M ATM equity facility with ThinkEquity LLC ---------------------------------------------------------------------- - MAIA may sell up to $7,000,000 of common stock at market prices through ThinkEquity as sales agent. - Fixed commission rate of 3.0% of gross proceeds; agent also receives expense reimbursement up to $50,000 upfront. - Sales are subject to a placement notice process and can be suspended by either party on 10 days' notice. - Agreement filed as Exhibit 10.1; shares offered pursuant to effective S-3 shelf registration statement. - No obligation to sell; proceeds expected for general corporate purposes per prospectus supplement. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1878313/000119312523227712/0001193125-23-227712-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1878313/000119312523227712/d482665d8k.htm HTML page: https://secwatch.observer/filing/0001193125-23-227712 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer