---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-235690"
form_type: "8-K"
ticker: null
cik: "0001596783"
company_name: "Catalent, Inc."
filed_at: "2023-09-15T23:59:59+00:00"
generated_at: "2026-06-10T16:18:44.635957+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Catalent receives NYSE non-compliance notice for late FY2023 10-K filing

## Summary
- NYSE notified Catalent on Sept. 14, 2023 of non-compliance with Section 802.01E for not filing FY2023 10-K by Sept. 13 deadline.
- Company has six months from Sept. 13, 2023 to file the 10-K and regain compliance; no immediate delisting effect.
- Catalent cites need for additional time to complete internal controls assessment and closing procedures for Q4 FY2023.
- Company does not expect any material change to previously reported financial results in the delayed 10-K.

## SEC filing metadata
- accession: 0001193125-23-235690
- form_type: 8-K
- cik: 0001596783
- company_name: Catalent, Inc.
- filed_at: 2023-09-15T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1596783/000119312523235690/0001193125-23-235690-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1596783/000119312523235690/d491626d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-235690
- JSON: https://secwatch.observer/filing/0001193125-23-235690.json
- Plain text: https://secwatch.observer/filing/0001193125-23-235690.txt

## Key facts
- Listing & Compliance Notices
  Catalent, Inc. received a nyse noncompliance notice notice regarding late filing (rules 802.01E).
  - Exchange: nyse
  - Notice: noncompliance notice
  - Deficiency: late filing
  - Rules: 802.01E
  source text: September 14, 2023, Catalent, Inc. (the “ Company ”) received a notice (the “ NYSE Notice ”) from the New York Stock Exchange (the “ NYSE ”) that the Company is not in compliance with Section 802.01E of the NYSE Listed Company Manual as a result of its failure to timely file its Annual Report on Form 10-K for the fiscal year ended June 30, 2023 (the “ Form 10-K ”) with the Securities and Exchange Commission (the “ SEC ”). The NYSE Notice has no immediate effect on the listing of the Company’s common stock on the NYSE. The NYSE Notice informed the Company that, under NYSE rules, the Company has
  evidence_url: https://www.sec.gov/Archives/edgar/data/1596783/000119312523235690/0001193125-23-235690-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.