secwatch.observer — SEC 8-K summary
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Issuer:     Catalent, Inc. (—)
CIK:        0001596783
Form:       8-K
Filed at:   2023-09-15T23:59:59+00:00
Accession:  0001193125-23-235690
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Catalent receives NYSE non-compliance notice for late FY2023 10-K filing
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- NYSE notified Catalent on Sept. 14, 2023 of non-compliance with Section 802.01E for not filing FY2023 10-K by Sept. 13 deadline.
- Company has six months from Sept. 13, 2023 to file the 10-K and regain compliance; no immediate delisting effect.
- Catalent cites need for additional time to complete internal controls assessment and closing procedures for Q4 FY2023.
- Company does not expect any material change to previously reported financial results in the delayed 10-K.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1596783/000119312523235690/0001193125-23-235690-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1596783/000119312523235690/d491626d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-23-235690

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