---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-239658"
form_type: "8-K"
ticker: null
cik: "0001407623"
company_name: "RETAIL OPPORTUNITY INVESTMENTS CORP"
filed_at: "2023-09-21T23:59:59+00:00"
generated_at: "2026-06-10T10:30:31.730432+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# ROIC closes $350M offering of 6.750% senior notes due 2028

## Summary
- Closed $350M aggregate principal of 6.750% Senior Notes due 2028 in registered public offering.
- Interest payable semi-annually on April 15 and October 15 at 6.750% per annum, commencing April 15, 2024.
- Notes mature October 15, 2028; senior unsecured obligations of the issuer, fully guaranteed by ROIC.
- Notes rank equally with other unsecured debt; effectively junior to secured debt and subsidiary liabilities.

## SEC filing metadata
- accession: 0001193125-23-239658
- form_type: 8-K
- cik: 0001407623
- company_name: RETAIL OPPORTUNITY INVESTMENTS CORP
- filed_at: 2023-09-21T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 2.03, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1407623/000119312523239658/0001193125-23-239658-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1407623/000119312523239658/d553684d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-239658
- JSON: https://secwatch.observer/filing/0001193125-23-239658.json
- Plain text: https://secwatch.observer/filing/0001193125-23-239658.txt

## Key facts
- Debt Financings
  RETAIL OPPORTUNITY INVESTMENTS CORP incurred senior notes of $350.0 million aggregate principal amount with Computershare Trust Company, N.A., as successor to Wells Fargo at 6.750% per annum maturing October 15, 2028.
  - Instrument: senior notes
  - Principal: $350.0 million aggregate principal amount
  - Counterparty: Computershare Trust Company, N.A., as successor to Wells Fargo
  - Rate: 6.750% per annum
  - Maturity: October 15, 2028
  - Event: incurrence
  source text: On September 21, 2023, Retail Opportunity Investments Partnership, LP (the “ Issuer ”) closed its previously announced registered underwritten public offering of $350.0 million aggregate principal amount of 6.750% Senior Notes due 2028
  evidence_url: https://www.sec.gov/Archives/edgar/data/1407623/000119312523239658/0001193125-23-239658-index.htm
- Material Agreements
  RETAIL OPPORTUNITY INVESTMENTS CORP entered into Third Supplemental Indenture with Computershare Trust Company, N.A. valued at $350.0 million (effective 2023-09-21).
  - Action: entry
  - Agreement: notes offering
  - Counterparty: Computershare Trust Company, N.A.
  - Value: $350.0 million
  - Effective: 2023-09-21
  source text: On September 21, 2023, Retail Opportunity Investments Partnership, LP (the “ Issuer ”) closed its previously announced registered underwritten public offering of $350.0 million aggregate principal amount of 6.750% Senior Notes due 2028 (the “ Notes ”), fully and unconditionally guaranteed by Retail Opportunity Investments Corp. (the “ Company ”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1407623/000119312523239658/0001193125-23-239658-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.