secwatch.observer — SEC 8-K summary ====================================== Issuer: HOULIHAN LOKEY, INC. (HLI) CIK: 0001302215 Form: 8-K Filed at: 2023-09-22T23:59:59+00:00 Accession: 0001193125-23-240467 Event type: other Sentiment: neutral Materiality: 0.20 Item codes: 5.03, 5.07, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Houlihan Lokey shareholders approve charter amendment for officer exculpation, elect directors -------------------------------------------------------------------------------- - Approved Second Amended and Restated Certificate of Incorporation with officer exculpation provision; effective Sept 21, 2023. - Elected Class II directors Irwin N. Gold (204.8M for), Cyrus D. Walker (198.0M for), Gillian B. Zucker (221.8M for). - Advisory vote on executive compensation passed with 217.4M for vs 8.8M against. - Ratified KPMG as auditor for fiscal year ending March 31, 2024 with 227.4M for. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1302215/000119312523240467/0001193125-23-240467-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1302215/000119312523240467/d533537d8k.htm HTML page: https://secwatch.observer/filing/0001193125-23-240467 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer