regulatory
confidence high
sentiment positive
materiality 0.75
SEC closes investigation into CareDx without enforcement action
CareDx, Inc.
- SEC notified CareDx on Sept 19, 2023, that it concluded investigation and will not recommend enforcement action.
- Investigation covered matters similar to DOJ civil investigative demand and certain accounting/public reporting practices.
- Company continues to cooperate with the ongoing DOJ investigation.
- No financial penalty from SEC, but residual DOJ risk remains.