secwatch.observer — SEC 8-K summary ====================================== Issuer: Harpoon Therapeutics, Inc. (—) CIK: 0001708493 Form: 8-K Filed at: 2023-09-29T23:59:59+00:00 Accession: 0001193125-23-247523 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Harpoon Therapeutics receives Nasdaq delisting notice for failure to meet minimum equity requirement -------------------------------------------------------------------------------- - On Sept 27, 2023, Nasdaq notified Harpoon of failure to meet minimum $2.5M equity requirement for continued listing on Capital Market. - Company was granted a 180-day extension to Sept 26, 2023, but did not provide evidence of compliance by deadline. - Harpoon plans to request a hearing before Nasdaq Hearings Panel; such request would stay any further delisting action. - Previously, on Sept 12, 2023, Harpoon transferred from Nasdaq Global Market to Nasdaq Capital Market. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1708493/000119312523247523/0001193125-23-247523-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1708493/000119312523247523/d585252d8k.htm HTML page: https://secwatch.observer/filing/0001193125-23-247523 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer