{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-23-269557","form_type":"8-K","ticker":"HASI","cik":"0001561894","company_name":"HA Sustainable Infrastructure Capital, Inc.","filed_at":"2023-11-03T23:59:59+00:00","discovered_at":"2026-05-14T18:03:29.528610+00:00","generated_at":"2026-06-08T22:23:22.406581+00:00","sec_items":["1.01","3.03","5.03","8.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.7,"calibrated_materiality_score":0.7,"confidence":"high","headline":"HASI adopts tax-benefit preservation plan to protect $465M NOLs from ownership-change risk","bullets":["Board declared a dividend of one right per share, payable Nov 21, 2023, to holders of common stock.","Rights become exercisable if a person/group acquires 4.9% or more beneficial ownership without Board approval.","Existing holders above 4.9% are grandfathered but cannot increase stake without triggering rights.","Plan expires Nov 2, 2026, or earlier if stockholders do not approve by Nov 2, 2024.","Company had $465M NOLs and $21M tax credits as of Dec 31, 2022, per the filing."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-23-269557","json":"https://secwatch.observer/filing/0001193125-23-269557.json","markdown":"https://secwatch.observer/filing/0001193125-23-269557.md","text":"https://secwatch.observer/filing/0001193125-23-269557.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1561894/000119312523269557/0001193125-23-269557-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1561894/000119312523269557/d526044d8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-08T22:23:22.406581+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"79321c43a2802915948fc554c7997b563076677b","claim":"HA Sustainable Infrastructure Capital, Inc.: Classified a series of preferred stock designated as Series A Preferred Stock via Articles Supplementary to the charter (effective 2023-11-02).","evidence_excerpt":"In connection with the Company’s adoption of the Tax Benefits Preservation Plan referenced in Item 1.01 and 3.03 above, the Board classified a series of preferred stock designated as Series A Preferred Stock, on the terms set forth in the Articles Supplementary to the Company’s charter filed with the State Department of Assessments and Taxation of Maryland on November 2, 2023.","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/1561894/000119312523269557/0001193125-23-269557-index.htm","confidence":0.9,"family_label":"Governance Changes","details":[{"label":"Change","value":"charter amendment"},{"label":"Effective","value":"2023-11-02"}],"fact_type":"governance_change"},{"claim_id":"4d2ce37d5864716993fff125dabbfc4628c75bcc","claim":"HA Sustainable Infrastructure Capital, Inc. entered into \"Tax Benefits Preservation Plan\" with Equiniti Trust Company, LLC (effective 2023-11-02).","evidence_excerpt":"On November 2, 2023, Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the “Company”) entered into a Tax Benefits Preservation Plan (the “Tax Benefits Preservation Plan”) with Equiniti Trust Company, LLC, in its capacity as Rights Agent","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1561894/000119312523269557/0001193125-23-269557-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Counterparty","value":"Equiniti Trust Company, LLC"},{"label":"Effective","value":"2023-11-02"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}