---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-274043"
form_type: "8-K"
ticker: "LPLA"
cik: "0001397911"
company_name: "LPL Financial Holdings Inc."
filed_at: "2023-11-09T23:59:59+00:00"
generated_at: "2026-06-08T06:21:33.467322+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# LPL Holdings issues $750M 6.75% senior notes due 2028; proceeds to repay revolver

## Summary
- $750M aggregate principal of senior notes due 2028 issued at 99.929% of par, bearing 6.750% interest.
- Notes are fully and unconditionally guaranteed by LPL Financial Holdings on a senior unsecured basis.
- Net proceeds to repay borrowings under LPL's existing revolving credit facility and for general corporate purposes.
- Offering consummated via underwriting agreement with Citigroup, J.P. Morgan, Morgan Stanley, U.S. Bancorp.

## SEC filing metadata
- accession: 0001193125-23-274043
- form_type: 8-K
- ticker: LPLA
- cik: 0001397911
- company_name: LPL Financial Holdings Inc.
- filed_at: 2023-11-09T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 7.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1397911/000119312523274043/0001193125-23-274043-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1397911/000119312523274043/d261837d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-274043
- JSON: https://secwatch.observer/filing/0001193125-23-274043.json
- Plain text: https://secwatch.observer/filing/0001193125-23-274043.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.