---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-294356"
form_type: "8-K"
ticker: "MFIC"
cik: "0001278752"
company_name: "MidCap Financial Investment Corp"
filed_at: "2023-12-13T23:59:59+00:00"
generated_at: "2026-06-07T13:20:52.876052+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# MFIC issues $86.25M of 8.00% Notes due 2028, closes $80M after partial overallotment

## Summary
- Issued $86.25M aggregate principal of 8.00% Notes due Dec 15, 2028 (inclusive of $11.25M overallotment).
- Closed on Dec 13, 2023 with $80M issued after partial exercise of underwriters' overallotment option.
- Interest payable quarterly at 8.00% per year; first payment Mar 15, 2024; redeemable at par after Dec 15, 2025.
- Proceeds to repay outstanding indebtedness under senior secured revolving credit facility and for general corporate purposes.
- Notes are unsecured, rank pari passu with existing and future unsubordinated unsecured debt.

## SEC filing metadata
- accession: 0001193125-23-294356
- form_type: 8-K
- ticker: MFIC
- cik: 0001278752
- company_name: MidCap Financial Investment Corp
- filed_at: 2023-12-13T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 2.03, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1278752/000119312523294356/0001193125-23-294356-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1278752/000119312523294356/d869911d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-294356
- JSON: https://secwatch.observer/filing/0001193125-23-294356.json
- Plain text: https://secwatch.observer/filing/0001193125-23-294356.txt

## Key facts
- Debt Financings
  MidCap Financial Investment Corp incurred senior notes of $86,250,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 8.00% per year maturing December 15, 2028.
  - Instrument: senior notes
  - Principal: $86,250,000 aggregate principal amount
  - Counterparty: U.S. Bank Trust Company, National Association
  - Rate: 8.00% per year
  - Maturity: December 15, 2028
  - Event: incurrence
  source text: (the “Indenture”), dated as of October 9, 2012, between the Company and the Trustee. The Sixth Supplemental Indenture relates to the Company’s issuance, offer and sale of $ 86,250,000 aggregate principal amount of its 8.00% Notes due 2028 (inclusive of $11,250,000 aggregate principal amount pursuant to the underwriters’ overallotment option to purchase
  evidence_url: https://www.sec.gov/Archives/edgar/data/1278752/000119312523294356/0001193125-23-294356-index.htm
- Material Agreements
  MidCap Financial Investment Corp entered into Sixth Supplemental Indenture with U.S. Bank Trust Company, National Association valued at $86,250,000 aggregate principal amount (effective 2023-12-13).
  - Action: entry
  - Agreement: notes offering
  - Counterparty: U.S. Bank Trust Company, National Association
  - Value: $86,250,000 aggregate principal amount
  - Effective: 2023-12-13
  source text: On December 13, 2023, MidCap Financial Investment Corporation (the “Company”) and U.S. Bank Trust Company, National Association (“Trustee”) entered into a Sixth Supplemental Indenture (the “Sixth Supplemental Indenture”) to the Indenture (the “Indenture”), dated as of October 9, 2012, between the Company and the Trustee. The Sixth Supplemental Indenture relates to the Company’s issuance, offer and sale of $ 86,250,000 aggregate principal amount of its 8.00% Notes due 2028 (inclusive of $11,250,000 aggregate principal amount pursuant to the underwriters’ overallotment option to purchase additional Notes) (the “Notes”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1278752/000119312523294356/0001193125-23-294356-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.