---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-299920"
form_type: "8-K"
ticker: "HLI"
cik: "0001302215"
company_name: "HOULIHAN LOKEY, INC."
filed_at: "2023-12-20T23:59:59+00:00"
generated_at: "2026-06-07T09:45:22.778490+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.25
calibrated_materiality_score: 0.25
confidence: "high"
source: SEC EDGAR
---

# Houlihan Lokey files resale registration for 174,335 shares issued in 7 Mile Advisors acquisition

## Summary
- Prospectus supplement filed Dec 20, 2023 covers up to 174,335 Class A shares for resale by former 7 Mile Advisors members.
- Shares include 165,834 from conversion of Class B common stock issued at Dec 11, 2023 closing and up to 8,501 upon post-closing performance targets.
- Registration does not involve new issuance or additional proceeds to Houlihan Lokey.

## SEC filing metadata
- accession: 0001193125-23-299920
- form_type: 8-K
- ticker: HLI
- cik: 0001302215
- company_name: HOULIHAN LOKEY, INC.
- filed_at: 2023-12-20T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.25
- calibrated_materiality_score: 0.25
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1302215/000119312523299920/0001193125-23-299920-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1302215/000119312523299920/d673318d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-299920
- JSON: https://secwatch.observer/filing/0001193125-23-299920.json
- Plain text: https://secwatch.observer/filing/0001193125-23-299920.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.