secwatch.observer — SEC 8-K summary ====================================== Issuer: HOULIHAN LOKEY, INC. (HLI) CIK: 0001302215 Form: 8-K Filed at: 2023-12-20T23:59:59+00:00 Accession: 0001193125-23-299920 Event type: other_material Sentiment: neutral Materiality: 0.25 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Houlihan Lokey files resale registration for 174,335 shares issued in 7 Mile Advisors acquisition -------------------------------------------------------------------------------- - Prospectus supplement filed Dec 20, 2023 covers up to 174,335 Class A shares for resale by former 7 Mile Advisors members. - Shares include 165,834 from conversion of Class B common stock issued at Dec 11, 2023 closing and up to 8,501 upon post-closing performance targets. - Registration does not involve new issuance or additional proceeds to Houlihan Lokey. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1302215/000119312523299920/0001193125-23-299920-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1302215/000119312523299920/d673318d8k.htm HTML page: https://secwatch.observer/filing/0001193125-23-299920 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer