---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-301193"
form_type: "8-K"
ticker: "SF"
cik: "0000720672"
company_name: "STIFEL FINANCIAL CORP"
filed_at: "2023-12-21T23:59:59+00:00"
generated_at: "2026-06-07T09:33:21.268203+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Stifel Nov 2023 total client assets $427.8B, up 6% MoM; fee-based assets up 7%

## Summary
- Total client assets $427.8B, up 7% YoY and 6% from Oct 2023.
- Fee-based assets $157.5B, up 6% YoY and 7% MoM.
- Bank loans net $20.3B, down 3% YoY and 2% MoM.
- Client money market balances $25.5B, up 1% from Oct as cash sorting slows.
- CEO: Institutional Group revenues improved from Q3; M&A delays persist.

## SEC filing metadata
- accession: 0001193125-23-301193
- form_type: 8-K
- ticker: SF
- cik: 0000720672
- company_name: STIFEL FINANCIAL CORP
- filed_at: 2023-12-21T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 7.01, 2.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/720672/000119312523301193/0001193125-23-301193-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/720672/000119312523301193/d452966d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-301193
- JSON: https://secwatch.observer/filing/0001193125-23-301193.json
- Plain text: https://secwatch.observer/filing/0001193125-23-301193.txt

## Key facts
- Earnings Releases
  STIFEL FINANCIAL CORP reported preliminary financial results for November 30, 2023.
  - Period: November 30, 2023
  - Result: preliminary results
  source text: Stifel Financial Corp. (the "Company") issued a press release to disclose selected operating results for November 30, 2023
  evidence_url: https://www.sec.gov/Archives/edgar/data/720672/000119312523301193/0001193125-23-301193-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.