---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-23-302156"
form_type: "8-K"
ticker: "STTK"
cik: "0001680367"
company_name: "Shattuck Labs, Inc."
filed_at: "2023-12-22T23:59:59+00:00"
generated_at: "2026-06-07T08:01:05.314197+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Shattuck Labs raises ~$47.5M in public offering and private placement of pre-funded warrants

## Summary
- Public offering of 4,651,163 common shares at $6.45/share; private placement of pre-funded warrants for 3,100,823 shares at $6.4499/warrant.
- Net proceeds expected to be approximately $47.5 million after underwriting discounts and expenses.
- Proceeds to fund development of pipeline candidate SL-172154 and for working capital.
- Closing expected on December 26, 2023.
- Evercore Group L.L.C. acted as representative of the underwriters for the public offering.

## SEC filing metadata
- accession: 0001193125-23-302156
- form_type: 8-K
- ticker: STTK
- cik: 0001680367
- company_name: Shattuck Labs, Inc.
- filed_at: 2023-12-22T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1680367/000119312523302156/0001193125-23-302156-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1680367/000119312523302156/d70426d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-23-302156
- JSON: https://secwatch.observer/filing/0001193125-23-302156.json
- Plain text: https://secwatch.observer/filing/0001193125-23-302156.txt

## Key facts
- Material Agreements
  Shattuck Labs, Inc. entered into Securities Purchase Agreement with certain institutional and accredited investors valued at pre-funded warrants to purchase 3,100,823 shares of common stock at $6.4499 per pre-funded warrant (effective 2023-12-21).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: certain institutional and accredited investors
  - Value: pre-funded warrants to purchase 3,100,823 shares of common stock at $6.4499 per pre-funded warrant
  - Effective: 2023-12-21
  source text: Also on December 21, 2023, the Company entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with certain institutional and accredited investors (the “Purchasers”) pursuant to which the Purchasers agreed to purchase pre-funded warrants to purchase 3,100,823 shares of Common Stock at a purchase price of $6.4499 per pre-funded warrant, which represents the per share public offering price of the Common Shares less the $0.0001 per share exercise price for each pre-funded warrant (the “Private Placement”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1680367/000119312523302156/0001193125-23-302156-index.htm
- Material Agreements
  Shattuck Labs, Inc. entered into Registration Rights Agreement with Purchasers valued at Company will register resale of shares issuable upon exercise of pre-funded warrants (effective 2023-12-21).
  - Action: entry
  - Counterparty: Purchasers
  - Value: Company will register resale of shares issuable upon exercise of pre-funded warrants
  - Effective: 2023-12-21
  source text: Also on December 21, 2023, the Company entered into a Registration Rights Agreement (the “Registration Rights Agreement”) with the Purchasers, which provides that the Company will register the resale of the shares of Common Stock issuable upon the exercise of the pre-funded warrants.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1680367/000119312523302156/0001193125-23-302156-index.htm
- Material Agreements
  Shattuck Labs, Inc. entered into Underwriting Agreement with Evercore Group L.L.C. valued at 4,651,163 shares of common stock at $6.45 per share (effective 2023-12-21).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Evercore Group L.L.C.
  - Value: 4,651,163 shares of common stock at $6.45 per share
  - Effective: 2023-12-21
  source text: On December 21, 2023, Shattuck Labs, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Evercore Group L.L.C., as the representative of the underwriters named therein (the “Underwriters”) relating to the offering, issuance and sale (the “Offering”) of 4,651,163 shares (the “Common Shares”) of the Company’s common stock, par value $0.0001 per share (“Common Stock”), at a public offering price of $6.45 per share (the “Offering”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1680367/000119312523302156/0001193125-23-302156-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
