secwatch.observer — SEC 8-K summary
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Issuer:     Annexon, Inc. (ANNX)
CIK:        0001528115
Form:       8-K/A
Filed at:   2023-12-22T23:59:59+00:00
Accession:  0001193125-23-302246
Event type: other_material
Sentiment:  neutral
Materiality: 0.80
Item codes: 1.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Annexon raises ~$125M via public offering of 25M shares and 18.4M pre-funded warrants at $2.88
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- Offering includes 25,035,000 common shares at $2.88/share and 18,379,861 pre-funded warrants at $2.879 each.
- Gross proceeds expected to be ~$125M before underwriting discounts and expenses.
- Underwriters: Jefferies LLC and Cowen and Company, LLC; closing expected December 26, 2023.
- Pre-funded warrants exercisable immediately but subject to 9.99% beneficial ownership limitation (waivable to 19.99%).
- Offering conducted under shelf registration statement on Form S-3 (File No. 333-258863).

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1528115/000119312523302246/0001193125-23-302246-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1528115/000119312523302246/d719794d8ka.htm
  HTML page:      https://secwatch.observer/filing/0001193125-23-302246

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