---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-24-036343"
form_type: "8-K"
ticker: "QMCO"
cik: "0000709283"
company_name: "QUANTUM CORP /DE/"
filed_at: "2024-02-14T23:59:59+00:00"
generated_at: "2026-06-06T02:47:53.160638+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Quantum receives second Nasdaq delinquency notice for late Q3 FY2024 10-Q

## Summary
- Notice on Feb 13, 2024 for failure to file Q3 FY2024 10-Q (quarter ended Dec 31, 2023).
- First delinquency for Q2 FY2024 (Sep 30, 2023) with exception until May 7, 2024.
- Company filed Form 12b-25 citing need to re-evaluate standalone selling price under ASC 606.
- Listing continues; Nasdaq may accept compliance plan or Company may appeal to Hearings Panel.

## SEC filing metadata
- accession: 0001193125-24-036343
- form_type: 8-K
- ticker: QMCO
- cik: 0000709283
- company_name: QUANTUM CORP /DE/
- filed_at: 2024-02-14T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/709283/000119312524036343/0001193125-24-036343-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/709283/000119312524036343/d697756d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-24-036343
- JSON: https://secwatch.observer/filing/0001193125-24-036343.json
- Plain text: https://secwatch.observer/filing/0001193125-24-036343.txt

## Key facts
- Listing & Compliance Notices
  QUANTUM CORP /DE/ received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: noncompliance notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: February 13, 2024, Quantum Corporation (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications staff of the Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of the Company’s failure to timely file its Quarterly Report on Form 10-Q for the fiscal quarter ended December 31, 2023 (the “Quarterly Report”) with the Securities and Exchange Commission (the “SEC”). On February 14, 2024, the Company filed a Notification of Late Filing on Form 12b-25 with the SEC indicating that the filing of
  evidence_url: https://www.sec.gov/Archives/edgar/data/709283/000119312524036343/0001193125-24-036343-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
