Extracted from this filing and checked against the source text.
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
FIDUS INVESTMENT Corp amended Equity Distribution Agreement Amendment No. 2 with Fidus Investment Advisors, LLC; Raymond James & Associates, Inc.; B. Riley Securities, Inc. valued at increase of maximum Shares to $300.0 million (effective 2024-02-29).
- Action
- amendment
- Agreement
- atm program
- Counterparty
- Fidus Investment Advisors, LLC; Raymond James & Associates, Inc.; B. Riley Securities, Inc.
- Value
- increase of maximum Shares to $300.0 million
- Effective
- 2024-02-29
Exact text from the filing
On February 29, 2024, the Company increased the maximum amount of Shares to be sold through the ATM Program to $300.0 million from $150.0 million. In connection with the upsize of the ATM Program, the Company entered into amendment no. 2 (“Amendment No. 2”) to the equity distribution agreement, dated November 10, 2022 (the “Equity Distribution Agreement”) with Fidus Investment Advisors, LLC, Raymond James & Associates, Inc. (“Raymond James”) and B. Riley Securities, Inc. (“B. Riley” and together with Raymond James, the “Sales Agents”).
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