secwatch.observer — SEC 8-K summary
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Issuer:     Compass Group Diversified Holdings LLC (—)
CIK:        0001345122
Form:       8-K
Filed at:   2024-03-20T23:59:59+00:00
Accession:  0001193125-24-072850
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 3.03, 5.03, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

CODI enters $100M preferred ATM facility with B. Riley Securities
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- At Market Issuance Sales Agreement with B. Riley; up to $100M of Series A, B, C preferred shares.
- Authorized shares increased: Series A by 500k, Series B by 1.75M, Series C by 1.75M.
- Sales agent compensation: 2.00% of gross proceeds; no obligation to sell any shares.
- Shares sold via at-the-market offerings under Rule 415; prospectus supplement filed March 20, 2024.
- CODI may suspend sales at any time; B. Riley also acts as principal.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1345122/000119312524072850/0001193125-24-072850-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1345122/000119312524072850/d800897d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-24-072850

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