---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-24-138399"
form_type: "8-K"
ticker: "GAIN"
cik: "0001321741"
company_name: "GLADSTONE INVESTMENT CORPORATION\\DE"
filed_at: "2024-05-14T23:59:59+00:00"
generated_at: "2026-06-02T00:24:41.245270+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Gladstone Investment enters into $75M common stock ATM offering program

## Summary
- Entered sales agreements with Oppenheimer, B. Riley, and Virtu Americas as sales agents.
- Up to $75 million of common stock may be sold from time to time at market prices.
- Commission of up to 2.0% of gross sales price per share to sales agents.
- Shares offered under existing effective shelf registration statement (File No. 333-277452).

## SEC filing metadata
- accession: 0001193125-24-138399
- form_type: 8-K
- ticker: GAIN
- cik: 0001321741
- company_name: GLADSTONE INVESTMENT CORPORATION\DE
- filed_at: 2024-05-14T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312524138399/0001193125-24-138399-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1321741/000119312524138399/d838923d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-24-138399
- JSON: https://secwatch.observer/filing/0001193125-24-138399.json
- Plain text: https://secwatch.observer/filing/0001193125-24-138399.txt

## Source-grounded claims
- claim_id: 7bb7ff2ff2aa0ef1726e108aba74dd0d35b34b9f
  claim: GLADSTONE INVESTMENT CORPORATION\DE entered into Sales Agreements with Gladstone Management Corporation, Gladstone Administration, LLC, and Oppenheimer & Co. Inc., B. Riley Securities, Inc., Virtu Americas LLC valued at $75 million (effective 2024-05-14).
  evidence_excerpt: Gladstone Investment Corporation (the “Company”) entered into separate sales agreements, each dated May 14, 2024 (collectively, the “Sales Agreements”), with Gladstone Management Corporation, Gladstone Administration, LLC, and Oppenheimer & Co. Inc. B. Riley Securities, Inc. and Virtu Americas LLC (each, a “Sales Agent” and, collectively, the “Sales Agents”), providing for the issuance of up to an aggregate of $75 million of its common stock
  evidence_url: https://www.sec.gov/Archives/edgar/data/1321741/000119312524138399/0001193125-24-138399-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.