secwatch.observer — SEC 8-K summary ====================================== Issuer: GLADSTONE INVESTMENT CORPORATION\DE (GAIN) CIK: 0001321741 Form: 8-K Filed at: 2024-05-14T23:59:59+00:00 Accession: 0001193125-24-138399 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Gladstone Investment enters into $75M common stock ATM offering program ----------------------------------------------------------------------- - Entered sales agreements with Oppenheimer, B. Riley, and Virtu Americas as sales agents. - Up to $75 million of common stock may be sold from time to time at market prices. - Commission of up to 2.0% of gross sales price per share to sales agents. - Shares offered under existing effective shelf registration statement (File No. 333-277452). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312524138399/0001193125-24-138399-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1321741/000119312524138399/d838923d8k.htm HTML page: https://secwatch.observer/filing/0001193125-24-138399 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer