secwatch.observer — SEC 8-K summary ====================================== Issuer: Hercules Capital, Inc. (HTGC) CIK: 0001280784 Form: 8-K Filed at: 2024-06-21T23:59:59+00:00 Accession: 0001193125-24-165173 Event type: other_material Sentiment: positive Materiality: 0.15 Item codes: 5.07, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Hercules Capital Stockholders Elect Three Directors and Approve Compensation at Annual Meeting -------------------------------------------------------------------------------- - Stockholders elected Gayle Crowell, Thomas J. Fallon, and Nikos Theodosopoulos as Class II independent directors with over 60 million votes each. - Advisory vote on named executive officer compensation passed with 60,966,984 votes for and 6,573,236 against. - Ratification of PricewaterhouseCoopers as independent auditor for FY2024 approved with 117,365,924 votes for. - Proposal to authorize sale of shares below NAV was adjourned without opening polls; reconvenes August 15, 2024. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1280784/000119312524165173/0001193125-24-165173-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1280784/000119312524165173/d839207d8k.htm HTML page: https://secwatch.observer/filing/0001193125-24-165173 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer