secwatch.observer — SEC 8-K summary ====================================== Issuer: ALLURION TECHNOLOGIES, INC. (ALUR) CIK: 0001964979 Form: 8-K Filed at: 2024-07-01T23:59:59+00:00 Accession: 0001193125-24-173365 Event type: other_material Sentiment: neutral Materiality: 0.70 Item codes: 1.01, 5.03, 3.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Allurion prices $20M public offering and $2.7M private placement with RTW ------------------------------------------------------------------------- - Public offering of 14.4M shares + warrants at $1.20/share for $17.3M gross; underwriters have 30-day option for 15% more. - Concurrent private placement: $2.7M to RTW for Series A convertible preferred stock and warrants, subject to stockholder approval. - Total gross proceeds ~$20M before expenses; net proceeds to fund clinical trials, sales, R&D, and working capital. - Closed July 1, 2024; RTW is a significant stockholder and also bought in the public offering (limited to 1% of outstanding). - Series A Preferred Stock non-voting, auto-converts to common upon stockholder approval; mandatory redemption by Dec 31, 2026. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1964979/000119312524173365/0001193125-24-173365-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1964979/000119312524173365/d852262d8k.htm HTML page: https://secwatch.observer/filing/0001193125-24-173365 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer