secwatch.observer — SEC 8-K summary
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Issuer:     Hercules Capital, Inc. (HTGC)
CIK:        0001280784
Form:       8-K
Filed at:   2024-08-16T23:59:59+00:00
Accession:  0001193125-24-202138
Event type: other_material
Sentiment:  neutral
Materiality: 0.15
Item codes: 5.07, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Hercules Capital shareholders approve below-NAV share issuance at reconvened annual meeting
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- Proposal 3 passed: 62.3M for, 14.9M against, 4.9M abstain.
- Authorization allows sale of common stock below NAV per share under set conditions.
- Meeting originally held June 20, 2024; adjourned to August 15, 2024 for this vote.
- As of record date (April 19, 2024), 162.2M common shares outstanding and entitled to vote.
- Approval gives HTGC flexibility for future equity raises at a discount to NAV.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1280784/000119312524202138/0001193125-24-202138-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1280784/000119312524202138/d880624d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-24-202138

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