secwatch.observer — SEC 8-K summary ====================================== Issuer: Fulcrum Therapeutics, Inc. (FULC) CIK: 0001680581 Form: 8-K Filed at: 2024-08-22T23:59:59+00:00 Accession: 0001193125-24-205347 Event type: other_material Sentiment: neutral Materiality: 0.65 Item codes: 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Fulcrum Therapeutics exchanges 9.35M shares for pre-funded warrants with RA Capital and another stockholder -------------------------------------------------------------------------------- - RA Capital exchanged 8,500,000 shares for a pre-funded warrant for 8,500,000 shares at $0.001 exercise price, no expiration. - Another institutional stockholder exchanged 850,000 shares for pre-funded warrants for 850,000 shares on same terms. - Beneficial ownership blocker set at 9.99%; RA Capital can increase to 19.99% with 61 days' notice. - No cash proceeds to Fulcrum; exchange exempt from registration under Section 3(a)(9) of the Securities Act. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1680581/000119312524205347/0001193125-24-205347-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1680581/000119312524205347/d98656d8k.htm HTML page: https://secwatch.observer/filing/0001193125-24-205347 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer