{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-24-237619","form_type":"8-K","ticker":"GAIN","cik":"0001321741","company_name":"GLADSTONE INVESTMENT CORPORATION\\DE","filed_at":"2024-10-15T23:59:59+00:00","discovered_at":"2026-05-14T18:03:08.083878+00:00","generated_at":"2026-05-30T14:27:59.851022+00:00","sec_items":["5.02"],"event_type":"leadership","sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"confidence":"high","headline":"Rachael Easton resigns as CFO; Taylor Ritchie appointed effective Nov 8, 2024","bullets":["Rachael Easton resigned as CFO and Treasurer, effective November 8, 2024.","Taylor Ritchie (age 35) appointed as CFO and Treasurer, effective same date.","Ritchie previously served as Controller and Director of Financial Reporting since July 2022, and is a CPA with prior Ernst & Young experience."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-24-237619","json":"https://secwatch.observer/filing/0001193125-24-237619.json","markdown":"https://secwatch.observer/filing/0001193125-24-237619.md","text":"https://secwatch.observer/filing/0001193125-24-237619.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1321741/000119312524237619/0001193125-24-237619-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1321741/000119312524237619/d865540d8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-30T14:27:59.851022+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"695d7c0197","claim":"Taylor Ritchie was appointed as Chief Financial Officer and Treasurer at GLADSTONE INVESTMENT CORPORATION\\DE.","evidence_excerpt":"On October 15, 2024, the Company appointed Taylor Ritchie to serve as the Chief Financial Officer and Treasurer of the Company, with such appointment effective November 8, 2024.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1321741/000119312524237619/0001193125-24-237619-index.htm","confidence":0.95},{"claim_id":"ad545434a5","claim":"Rachael Easton departed as Chief Financial Officer and Treasurer at GLADSTONE INVESTMENT CORPORATION\\DE.","evidence_excerpt":"On October 10, 2024, Rachael Easton gave notice that she was resigning as the Chief Financial Officer and Treasurer of Gladstone Investment Corporation (the \"Company\") effective November 8, 2024.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1321741/000119312524237619/0001193125-24-237619-index.htm","confidence":0.95}],"comparable_filings":[{"accession":"0001104659-26-069317","ticker":null,"company_name":"Cornerstone Building Brands, Inc.","filed_at":"2026-06-02T14:32:08+00:00","headline":"Cornerstone Building Brands names Richard Dirkson as Corporate Controller; CAO departs","event_type":"leadership","sec_items":["5.02","5.07"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: executive_change","same SEC item: 5.02","same event type: leadership","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-26-069317","json":"https://secwatch.observer/filing/0001104659-26-069317.json","markdown":"https://secwatch.observer/filing/0001104659-26-069317.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/883902/000110465926069317/0001104659-26-069317-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/883902/000110465926069317/tm2616548d1_8k.htm"},"side_by_side_evidence":{"fact_type":"executive_change","source_excerpt":"On October 15, 2024, the Company appointed Taylor Ritchie to serve as the Chief Financial Officer and Treasurer of the Company, with such appointment effective November 8, 2024.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1321741/000119312524237619/0001193125-24-237619-index.htm","comparable_excerpt":"On May 27, 2026, the Company appointed Richard Dirkson as Senior Vice President, Corporate Controller (principal accounting officer) of the Company, effective May 28, 2026.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/883902/000110465926069317/0001104659-26-069317-index.htm"}},{"accession":"0001317685-26-000018","ticker":"ALH","company_name":"Alliance Laundry Holdings Inc.","filed_at":"2026-06-02T13:16:32+00:00","headline":"COO International Jan Vleugels to retire Sept 30; Bob Calver named successor; new VP IR","event_type":"leadership","sec_items":["5.02","7.01","9.01"],"materiality_score":0.55,"calibrated_materiality_score":0.55,"match_reasons":["same fact type: executive_change","same SEC item: 5.02","same event type: leadership","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001317685-26-000018","json":"https://secwatch.observer/filing/0001317685-26-000018.json","markdown":"https://secwatch.observer/filing/0001317685-26-000018.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1317685/000131768526000018/0001317685-26-000018-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1317685/000131768526000018/all-20260602.htm"},"side_by_side_evidence":{"fact_type":"executive_change","source_excerpt":"On October 15, 2024, the Company appointed Taylor Ritchie to serve as the Chief Financial Officer and Treasurer of the Company, with such appointment effective November 8, 2024.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1321741/000119312524237619/0001193125-24-237619-index.htm","comparable_excerpt":"Mr. Jan Vleugals, Chief Operating Officer International of Alliance Laundry Holdings Inc. (the “Company”), provided notice of his decision to retire effective as of September 30, 2026","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1317685/000131768526000018/0001317685-26-000018-index.htm"}},{"accession":"0001129928-26-000039","ticker":"ONCY","company_name":"ONCOLYTICS BIOTECH INC","filed_at":"2026-06-02T13:02:48+00:00","headline":"Oncolytics appoints Steve Glover to board, promotes John McAdory to COO","event_type":"leadership","sec_items":["5.02","8.01","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: executive_change","same SEC item: 5.02","same event type: leadership","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001129928-26-000039","json":"https://secwatch.observer/filing/0001129928-26-000039.json","markdown":"https://secwatch.observer/filing/0001129928-26-000039.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1129928/000112992826000039/0001129928-26-000039-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1129928/000112992826000039/oncy-20260602.htm"},"side_by_side_evidence":{"fact_type":"executive_change","source_excerpt":"On October 15, 2024, the Company appointed Taylor Ritchie to serve as the Chief Financial Officer and Treasurer of the Company, with such appointment effective November 8, 2024.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1321741/000119312524237619/0001193125-24-237619-index.htm","comparable_excerpt":"appointed John McAdory as Chief Operating Officer of the Company","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1129928/000112992826000039/0001129928-26-000039-index.htm"}},{"accession":"0001193125-26-252624","ticker":"ACHV","company_name":"ACHIEVE LIFE SCIENCES, INC.","filed_at":"2026-06-02T12:51:39+00:00","headline":"Achieve Life Sciences appoints Jeff Farrow and Dr. Reid Waldman to Board","event_type":"leadership","sec_items":["5.02"],"materiality_score":0.45,"calibrated_materiality_score":0.45,"match_reasons":["same fact type: executive_change","same SEC item: 5.02","same event type: leadership","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-252624","json":"https://secwatch.observer/filing/0001193125-26-252624.json","markdown":"https://secwatch.observer/filing/0001193125-26-252624.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/949858/000119312526252624/0001193125-26-252624-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/949858/000119312526252624/achv-20260529.htm"},"side_by_side_evidence":{"fact_type":"executive_change","source_excerpt":"On October 15, 2024, the Company appointed Taylor Ritchie to serve as the Chief Financial Officer and Treasurer of the Company, with such appointment effective November 8, 2024.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1321741/000119312524237619/0001193125-24-237619-index.htm","comparable_excerpt":"the Board of Directors (the “Board”) of Achieve Life Sciences, Inc. (the “Company”) appointed Jeff Farrow and Reid Waldman, M.D. (together, the “Incoming Directors”), as directors, effective as of such date.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/949858/000119312526252624/0001193125-26-252624-index.htm"}},{"accession":"0001568651-26-000048","ticker":"OSCR","company_name":"Oscar Health, Inc.","filed_at":"2026-06-02T10:31:58+00:00","headline":"Oscar Health Co-Founder Schlosser transitions from CTO to Advisor to CEO","event_type":"leadership","sec_items":["5.02"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: executive_change","same SEC item: 5.02","same event type: leadership","similar 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CEO.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1568651/000156865126000048/0001568651-26-000048-index.htm"}},{"accession":"0001104659-26-069164","ticker":"PAGP","company_name":"PLAINS GP HOLDINGS LP","filed_at":"2026-06-02T10:05:30+00:00","headline":"Plains GP Holdings announces CAO succession: Montgomery promoted, Herbold retiring","event_type":"leadership","sec_items":["5.02"],"materiality_score":0.4,"calibrated_materiality_score":0.4,"match_reasons":["same fact type: executive_change","same SEC item: 5.02","same event type: leadership","similar 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Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}