secwatch.observer — SEC 8-K summary ====================================== Issuer: GLADSTONE INVESTMENT CORPORATION\DE (GAIN) CIK: 0001321741 Form: 8-K Filed at: 2024-10-15T23:59:59+00:00 Accession: 0001193125-24-237619 Event type: leadership Sentiment: neutral Materiality: 0.50 Item codes: 5.02 LLM model: deepseek-v4-flash:cloud@v2 Rachael Easton resigns as CFO; Taylor Ritchie appointed effective Nov 8, 2024 ----------------------------------------------------------------------------- - Rachael Easton resigned as CFO and Treasurer, effective November 8, 2024. - Taylor Ritchie (age 35) appointed as CFO and Treasurer, effective same date. - Ritchie previously served as Controller and Director of Financial Reporting since July 2022, and is a CPA with prior Ernst & Young experience. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312524237619/0001193125-24-237619-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1321741/000119312524237619/d865540d8k.htm HTML page: https://secwatch.observer/filing/0001193125-24-237619 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer