---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-24-259840"
form_type: "8-K"
ticker: "GAIN"
cik: "0001321741"
company_name: "GLADSTONE INVESTMENT CORPORATION\\DE"
filed_at: "2024-11-15T23:59:59+00:00"
generated_at: "2026-05-29T23:39:30.206515+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Gladstone Investment COO Terry Brubaker retiring Dec 2; LiCalsi assumes more duties

## Summary
- Terry Lee Brubaker retiring as COO effective December 2, 2024.
- Michael LiCalsi, General Counsel & Secretary, will take on additional operational responsibilities.
- National search for a Chief Investment Officer to fill Brubaker's investment committee role.
- Brubaker also resigning from adviser Gladstone Management and administrator Gladstone Administration roles.

## SEC filing metadata
- accession: 0001193125-24-259840
- form_type: 8-K
- ticker: GAIN
- cik: 0001321741
- company_name: GLADSTONE INVESTMENT CORPORATION\DE
- filed_at: 2024-11-15T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 5.02, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312524259840/0001193125-24-259840-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1321741/000119312524259840/d899546d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-24-259840
- JSON: https://secwatch.observer/filing/0001193125-24-259840.json
- Plain text: https://secwatch.observer/filing/0001193125-24-259840.txt

## Source-grounded claims
- claim_id: f322e0cc87
  claim: Terry Lee Brubaker departed as Chief Operating Officer at GLADSTONE INVESTMENT CORPORATION\DE.
  evidence_excerpt: On November 13, 2024, Terry Lee Brubaker gave notice that he will be retiring as the Chief Operating Officer of Gladstone Investment Corporation (the “Company”) effective December 2, 2024.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1321741/000119312524259840/0001193125-24-259840-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.