secwatch.observer — SEC 8-K summary
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Issuer:     GLADSTONE INVESTMENT CORPORATION\DE (GAIN)
CIK:        0001321741
Form:       8-K
Filed at:   2024-11-15T23:59:59+00:00
Accession:  0001193125-24-259840
Event type: leadership
Sentiment:  neutral
Materiality: 0.60
Item codes: 5.02, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Gladstone Investment COO Terry Brubaker retiring Dec 2; LiCalsi assumes more duties
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- Terry Lee Brubaker retiring as COO effective December 2, 2024.
- Michael LiCalsi, General Counsel & Secretary, will take on additional operational responsibilities.
- National search for a Chief Investment Officer to fill Brubaker's investment committee role.
- Brubaker also resigning from adviser Gladstone Management and administrator Gladstone Administration roles.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1321741/000119312524259840/0001193125-24-259840-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1321741/000119312524259840/d899546d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-24-259840

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer